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Investment Objective

Our primary investment objective is to generate high current income, with a secondary objective to generate capital appreciation. 

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Monthly Portfolio Update

Quarterly Investor Presentation

Semi-Annual and Annual Report

Quarterly Financial Statements




Contact Information

IR phone: 203-340-8510

IR e-mail: ir@eaglepointincome.com

Investment Strategy

We seek to achieve our investment objectives by investing primarily in junior debt tranches of CLOs. In addition, we intend to invest up to 35% of our total assets (at the time of investment) in CLO equity securities (primarily via minority ownership positions) and related securities and instruments. Eagle Point Income Company Inc. pursues a differentiated strategy within the CLO debt market premised upon our Adviser’s strong emphasis on assessing the skill of CLO collateral managers and analyzing the structure of a CLO.

Common Stock Information

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Preferred Stock Information

Press Releases

202420232022202120202019
November 14, 2024
Eagle Point Income Company Inc. Announces Third Quarter 2024 Financial Results
November 06, 2024
Eagle Point Income Company Inc. Announces First Quarter 2025 Common and Preferred Distributions
November 01, 2024
Eagle Point Income Company Inc. Schedules Release of Third Quarter 2024 Financial Results on Thursday, November 14, 2024
August 06, 2024
Eagle Point Income Company Inc. Announces Second Quarter 2024 Financial Results
July 30, 2024
Eagle Point Income Company Inc. Announces Fourth Quarter 2024 Common and Preferred Distributions
July 23, 2024
Eagle Point Income Company Inc. Schedules Release of Second Quarter 2024 Financial Results on Tuesday, August 6, 2024
May 21, 2024
Eagle Point Income Company Inc. Announces First Quarter 2024 Financial Results; Awarded "Best Public Closed-End CLO Fund" by Creditflux
May 15, 2024
Eagle Point Income Company Inc. Announces Third Quarter 2024 Common and Preferred Distributions
May 07, 2024
Eagle Point Income Company Inc. Schedules Release of First Quarter 2024 Financial Results on Tuesday, May 21, 2024
March 27, 2024
Eagle Point Income Company Inc. Prices Offering of Preferred Stock
March 26, 2024
Eagle Point Income Company Inc. Announces Offering of Preferred Stock
February 22, 2024
Eagle Point Income Company Inc. Announces Fourth Quarter and Full Year 2023 Financial Results
February 13, 2024
Eagle Point Income Company Inc. Announces Second Quarter 2024 Common and Preferred Distributions
February 08, 2024
Eagle Point Income Company Inc. Schedules Release of Fourth Quarter 2023 and Year-End 2023 Financial Results on Thursday, February 22, 2024

Presentation and Events

Earnings Call Webcasts

Annual & Semiannual Reports

Quarterly Financial Statements

Monthly Reports

NAV HISTORY

Eagle Point Income Company Inc. (the "Company") determines its net asset value on a quarterly basis. In addition, the Company publishes an unaudited management estimate of (1) the Company's net asset value as of the end of each calendar month, and (2) the Company's net investment income ("NII") and realized capital gains or losses per share of common stock for each calendar quarter. These estimates are generally published within the first fifteen days after the end of the month to which they relate, and are subsequently updated, as applicable, toward the latter part of each month. The Company's net asset value is calculated as the sum of the value of the Company’s investment portfolio, any cash or cash equivalents held by the Company, and the Company’s other assets, less the Company’s liabilities. Amounts in the table denoted with an "(E)" reflect management estimates. Amounts that are not so denoted reflect quarter end figures as determined and reported by the Company in its financial statements.

2024
Date Net Asset Value (1)(2) Quarterly NII
(and Realized Gain/Loss)
Per Share of Common Stock (1)(4)		 Shares Outstanding (5)
U.S. Dollars in millions Per Share of Common Stock (3) NIIRealized G/L Total
11/30/2024$301.2(E)$15.00-15.10(E)20,014,807
10/31/2024$289.4(E)$15.04(E)
09/30/2024$276.6$14.90$0.49$0.08$0.5718,561,120
08/31/2024$269.4(E)$14.97(E)
07/31/2024$257.0(E)$15.21(E)
06/30/2024$239.8$15.24$0.42$0.02$0.44(i)15,730,126
05/31/2024$223.5(E)$15.39(E)
04/30/2024$210.2(E)$15.20(E)
03/31/2024$195.9$15.12$0.54$0.02$0.5612,958,326
02/29/2024$184.4(E)$14.88(E)
01/31/2024$176.7(E)$14.98(E)
2023
Date Net Asset Value (1)(2) Quarterly NII
(and Realized Gain/Loss)
Per Share of Common Stock (1)(4)		 Shares Outstanding (5)
U.S. Dollars in millions Per Share of Common Stock (3) NIIRealized G/L Total
12/31/2023$158.2$14.39$0.54$0.00$0.54(ii)10,997,398
11/30/2023$143.8(E)$13.82(E)
10/31/2023$136.3(E)$13.65(E)
09/30/2023$140.4$14.08$0.38$0.00$0.38(iii)9,972,506
08/31/2023$131.4(E)$13.81(E)
07/31/2023$121.6(E)$13.45(E)
06/30/2023$116.8$13.00$0.49$0.00$0.498,981,642
05/31/2023$109.5(E)$12.72(E)
04/30/2023$111.3(E)$13.16(E)
03/31/2023$111.3$13.20$0.49$0.00$0.498,431,304
02/28/2023$114.4(E)$13.62(E)
1/31/2023$114.0(E)$13.72(E)
2022
Date Net Asset Value (1)(2) Quarterly NII
(and Realized Gain/Loss)
Per Share of Common Stock (1)(4)		 Shares Outstanding (5)
U.S. Dollars in millions Per Share of Common Stock (3) NIIRealized G/L Total
12/31/2022$101.9$12.91$0.49$0.00$0.49(iv)7,896,757
11/30/2022$100.6(E)$13.23(E)
10/31/2022$90.1(E)$12.86(E)
09/30/2022$91.4$13.05$0.40$0.00$0.40(v)6,999,578
08/31/2022$101.6(E)$14.52(E)
07/31/2022$99.4(E)$14.20(E)
06/30/2022$95.6$13.66$0.41$0.00$0.416,997,765
05/31/2022$102.3(E)$14.63(E)
04/30/2022$113.4(E)$16.21(E)
03/31/2022$115.6$16.52$0.33$0.00$0.336,995,913
02/28/2022$112.6(E)$16.26(E)
01/31/2022$117.1(E)$16.91(E)
2021
Date Net Asset Value (1)(2) Quarterly NII
(and Realized Gain/Loss)
Per Share of Common Stock (1)(4)		 Shares Outstanding (5)
U.S. Dollars in millions Per Share of Common Stock (3) NIIRealized G/L Total
12/31/2021$115.3$16.76$0.11$0.03$0.14(vi)6,881,964
11/30/2021$115.9(E)$16.99(E)
10/31/2021$107.3(E)$17.39(E)
09/30/2021$108.8$17.69$0.33($0.02)$0.316,151,347
08/31/2021$107.4(E)$17.54(E)
07/31/2021$106.7(E)$17.46(E)
06/30/2021$106.1$17.38$0.28$0.00$0.286,107,214
05/31/2021$106.4(E)$17.42(E)
04/30/2021$106.1(E)$17.37(E)
03/31/2021$103.2$16.90$0.27$0.05$0.326,106,458
02/28/2021$104.7(E)$17.14(E)
01/31/2021$105.3(E)$17.24(E)
2020
Date Net Asset Value (1)(2) Quarterly NII
(and Realized Gain/Loss)
Per Share of Common Stock (1)(4)		 Shares Outstanding (5)
U.S. Dollars in millions Per Share of Common Stock (3) NIIRealized G/L Total
12/31/2020$103.1$16.89$0.28$0.01$0.296,106,458
11/30/2020$98.0(E)$16.06(E)
10/31/2020$89.6(E)$14.68(E)
09/30/2020$90.6$14.84$0.28$0.00$0.286,106,458
08/31/2020$90.3(E)$14.78(E)
07/31/2020$87.3(E)$14.30(E)
06/30/2020$86.3$14.14$0.28$0.06$0.346,106,458
05/31/2020$78.7(E)$12.90(E)
04/30/2020$64.1(E)$10.61(E)
03/31/2020$54.1$8.99$0.43($2.48)($2.05)6,018,273
02/29/2020$110.9(E)$18.42(E)
01/31/2020$118.1(E)$19.62(E)
2019
Date Net Asset Value (1)(2) Quarterly NII
(and Realized Gain/Loss)
Per Share of Common Stock (1)(4)		 Shares Outstanding (5)
U.S. Dollars in millions Per Share of Common Stock (3) NIIRealized G/L Total
12/31/2019$116.4$19.34$0.31$0.00$0.316,018,273
11/30/2019$112.3(E)$18.65(E)
10/31/2019$110.6(E)$18.37(E)
09/30/2019$116.0$19.27$0.26$0.00$0.266,018,273
08/31/2019$116.9(E)$19.43(E)
07/31/2019$115.9(E)$19.79(E)

(i) The Company's net investment income per share for the quarter ended June 30, 2024 is net of non-recurring expenses of $0.10 per share related to the issuance of the Company's 8.00% Series C Term Preferred Stock due 2029.

(ii) The Company's net investment income per share for the quarter ended December 31, 2023 reflects a liability for estimated excise tax of $0.02 per share.

(iii) The Company's net investment income per share for the quarter ended September 30, 2023 is net of non-recurring expenses of $0.14 per share related to the issuance of the Company's 7.75% Series B Term Preferred Stock due 2028, offset by $0.01 per share of excise tax refund.

(iv) The Company's net investment income per share for the quarter ended December 31, 2022 reflects a liability for estimated excise tax of $0.03 per share.

(v) The Company's net investment income per share for the quarter ended September 30, 2022 is net of non-recurring expenses of $0.07 per share related to certain fees paid in relation to the Company's committed equity financing arrangement.

(vi) The Company's net investment income per share for the quarter ended December 31, 2021 is net of non-recurring expenses of $0.21 per share related to the issuance of the Company's 5.00% Series A Term Preferred Stock due 2026, and $0.02 per share related to estimated excise tax expense and accelerated at-the-market program costs.


(1) Amounts denoted with an "(E)" are (A) unaudited and estimated by management, (B) shown for informational purposes only, and (C) as of the dates noted above. Estimates of net asset value, net asset value per share of common stock, and net investment income per share of common stock with respect to a calendar quarter end are subject to revision, and are updated, when the Company determines its quarterly net asset value and reports its quarter end financial results.

(2) The Company's net asset value is determined each quarter in good faith in accordance with the Company's valuation policy and is reviewed and approved by the Board of Directors. It includes an accrued liability for distributions that have been declared and reached their record date, but have not been paid. Unless otherwise noted, the net asset value and net asset value per share of common stock shown for each calendar quarter end are (A) unaudited for all periods other than any period ended December 31, and (B) as of the dates noted above.

(3) Net asset value per share of common stock is determined by dividing the net asset value of the Company (estimated or otherwise) by the number of shares of the Company’s common stock outstanding as of the applicable date shown above.

(4) Net investment income is shown for each calendar quarter period and, where noted, also includes realized capital gains or losses during the period. Net investment income and realized capital gains or losses per share is generally based on the average daily number of shares of common stock outstanding during the period.

(5) Shares outstanding are shown as of calendar quarter end or, if applicable, the relevant month end.

The information shown above is for informational purposes only and does not constitute a recommendation to buy, sell or hold any security. Investors should consider the Company’s investment objectives, risks, charges and expenses carefully before investing. An investment in the Company is not appropriate for all investors, and the Company is not intended to be a complete investment program. Shares of closed-end investment companies frequently trade at a discount from their net asset value, which may increase investors’ risk of loss.

Distribution History

NYSE:EIC

Distributions on shares of the Company's common stock, par value $0.001 ("Common Stock"), may be comprised of any combination of 1) net investment income and/or 2) net capital gain, and, if the Company distributes an amount in excess of net investment income and net capital gains, a portion of such distribution will constitute a return of capital. A distribution comprised in whole or in part by a return of capital does not necessarily reflect the Company’s investment performance and should not be confused with “yield” or “income.” The actual components of the Company's distributions on shares of Common Stock for U.S. tax reporting purposes can only be finally determined as of the end of each fiscal year of the Company and are thereafter reported to stockholders on Form 1099-DIV. A summary of such tax characteristics for distributions on Common Stock made in each of the Company's prior full fiscal years, and a year-to-date estimate for the current fiscal year, is also provided in the Tax Information section of this website, which is accessible here: Tax Characteristics.

2025
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
03/11/202503/11/202511/06/202403/31/2025$0.20Monthly
02/10/202502/10/202511/06/202402/28/2025$0.20Monthly
01/13/202501/13/202511/06/202401/31/2025$0.20Monthly
2024
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/11/202412/11/202407/30/202412/31/2024$0.20Monthly
11/12/202411/12/202407/30/202411/29/2024$0.20Monthly
10/11/202410/11/202407/30/202410/31/2024$0.20Monthly
09/10/202409/10/202405/15/202409/30/2024$0.20Monthly
08/12/202408/12/202405/15/202408/30/2024$0.20Monthly
07/11/202407/11/202405/15/202407/31/2024$0.20Monthly
06/10/202406/10/20242/13/202406/28/2024$0.20Monthly
05/10/202405/13/20242/13/202405/31/2024$0.20Monthly
04/09/202404/10/20242/13/202404/30/2024$0.20Monthly
03/07/202403/08/202411/08/202303/28/2024$0.20Monthly
02/08/202402/09/202411/08/202302/29/2024$0.20Monthly
01/10/202401/11/202411/08/202301/31/2024$0.20Monthly
2023
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/8/202312/11/20238/09/202312/29/2023$0.18Monthly
11/10/202311/13/20238/09/202311/30/2023$0.18Monthly
10/10/202310/11/20238/09/202310/31/2023$0.18Monthly
9/8/20239/11/20235/11/20239/29/2023$0.16Monthly
8/10/20238/11/20235/11/20238/31/2023$0.16Monthly
7/10/20237/11/20235/11/20237/31/2023$0.16Monthly
06/09/202306/12/202302/22/202306/30/2023$0.16Monthly
05/10/202305/11/202302/22/202305/31/2023$0.16Monthly
04/07/202304/10/202302/22/202304/28/2023$0.16Monthly
03/10/202303/13/202311/7/202203/31/2023$0.16Monthly
02/07/202302/08/202311/7/202202/28/2023$0.16Monthly
01/10/202301/11/202311/7/202201/31/2023$0.16Monthly
2022
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/09/202212/12/202208/11/202212/30/2022$0.14Monthly
11/09/202211/10/202208/11/202211/30/2022$0.14Monthly
10/07/202210/11/202208/11/202210/31/2022$0.14Monthly
09/09/202209/12/202205/18/202209/30/2022$0.125Monthly
08/10/202208/11/202205/18/202208/31/2022$0.125Monthly
07/08/202207/11/202205/18/202207/29/2022$0.125Monthly
06/09/202206/10/202202/14/202206/30/2022$0.125Monthly
05/10/202205/11/202202/14/202205/31/2022$0.125Monthly
04/08/202204/11/202202/14/202204/29/2022$0.125Monthly
03/10/202203/11/202211/10/202103/31/2022$0.12Monthly
02/07/202202/08/202211/10/202102/28/2022$0.12Monthly
01/10/202201/11/202211/10/202101/31/2022$0.12Monthly
2021
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/22/202112/23/202111/16/202101/24/2022$0.20Special
12/10/202112/13/202108/10/202112/31/2021$0.12Monthly
11/09/202111/10/202108/10/202111/30/2021$0.12Monthly
10/08/202110/12/202108/10/202110/29/2021$0.12Monthly
09/09/202109/10/202105/13/202109/30/2021$0.09Monthly
08/10/202108/11/202105/13/202108/31/2021$0.09Monthly
07/09/202107/12/202105/13/202107/30/2021$0.09Monthly
06/09/202106/10/202102/10/202106/30/2021$0.085Monthly
05/07/202105/10/202102/10/202105/28/2021$0.085Monthly
04/09/202104/12/202102/10/202104/30/2021$0.085Monthly
03/11/202103/12/202111/13/202003/31/2021$0.08Monthly
02/11/202102/12/202111/13/202002/26/2021$0.08Monthly
01/11/202101/12/202111/13/202001/29/2021$0.08Monthly
2020
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/10/202012/11/202008/11/202012/31/2020$0.08Monthly
11/10/202011/12/202008/11/202011/30/2020$0.08Monthly
10/09/202010/13/202008/11/202010/30/2020$0.08Monthly
10/09/202010/13/202005/18/202010/30/2020$0.19Special
09/10/202009/11/202005/18/202009/30/2020$0.08Monthly
08/11/202008/12/202005/18/202008/31/2020$0.08Monthly
07/10/202007/13/202005/18/202007/31/2020$0.19Special
07/10/202007/13/202005/18/202007/31/2020$0.08Monthly
06/11/202006/12/202004/01/202006/30/2020$0.08Monthly
05/11/202005/12/202004/01/202005/29/2020$0.08Monthly
04/10/202004/13/202004/01/202004/30/2020$0.08Monthly
03/11/202003/12/202001/02/202003/31/2020$0.1326Monthly
02/11/202002/12/202001/02/202002/28/2020$0.1326Monthly
01/10/202001/13/202001/02/202001/31/2020$0.1326Monthly
2019
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/11/201912/12/201910/01/201912/31/2019$0.1326Monthly
11/11/201911/12/201910/01/201911/29/2019$0.1326Monthly
10/10/201910/11/201910/01/201910/31/2019$0.1326Monthly
09/11/201909/12/201908/05/201909/30/2019$0.1326Monthly
08/15/201908/16/201908/05/201908/30/2019$0.1547Monthly

Distribution History

NYSE:EIC

Distributions on shares of the Company's common stock, par value $0.001 ("Common Stock"), may be comprised of any combination of 1) net investment income and/or 2) net capital gain, and, if the Company distributes an amount in excess of net investment income and net capital gains, a portion of such distribution will constitute a return of capital. A distribution comprised in whole or in part by a return of capital does not necessarily reflect the Company’s investment performance and should not be confused with “yield” or “income.” The actual components of the Company's distributions on shares of Common Stock for U.S. tax reporting purposes can only be finally determined as of the end of each fiscal year of the Company and are thereafter reported to stockholders on Form 1099-DIV. A summary of such tax characteristics for distributions on Common Stock made in each of the Company's prior full fiscal years, and a year-to-date estimate for the current fiscal year, is also provided in the Tax Information section of this website, which is accessible here: Tax Characteristics.

2025
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
03/11/202503/11/202511/06/202403/31/2025$0.20Monthly
02/10/202502/10/202511/06/202402/28/2025$0.20Monthly
01/13/202501/13/202511/06/202401/31/2025$0.20Monthly
2024
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/11/202412/11/202407/30/202412/31/2024$0.20Monthly
11/12/202411/12/202407/30/202411/29/2024$0.20Monthly
10/11/202410/11/202407/30/202410/31/2024$0.20Monthly
09/10/202409/10/202405/15/202409/30/2024$0.20Monthly
08/12/202408/12/202405/15/202408/30/2024$0.20Monthly
07/11/202407/11/202405/15/202407/31/2024$0.20Monthly
06/10/202406/10/20242/13/202406/28/2024$0.20Monthly
05/10/202405/13/20242/13/202405/31/2024$0.20Monthly
04/09/202404/10/20242/13/202404/30/2024$0.20Monthly
03/07/202403/08/202411/08/202303/28/2024$0.20Monthly
02/08/202402/09/202411/08/202302/29/2024$0.20Monthly
01/10/202401/11/202411/08/202301/31/2024$0.20Monthly
2023
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/8/202312/11/20238/09/202312/29/2023$0.18Monthly
11/10/202311/13/20238/09/202311/30/2023$0.18Monthly
10/10/202310/11/20238/09/202310/31/2023$0.18Monthly
9/8/20239/11/20235/11/20239/29/2023$0.16Monthly
8/10/20238/11/20235/11/20238/31/2023$0.16Monthly
7/10/20237/11/20235/11/20237/31/2023$0.16Monthly
06/09/202306/12/202302/22/202306/30/2023$0.16Monthly
05/10/202305/11/202302/22/202305/31/2023$0.16Monthly
04/07/202304/10/202302/22/202304/28/2023$0.16Monthly
03/10/202303/13/202311/7/202203/31/2023$0.16Monthly
02/07/202302/08/202311/7/202202/28/2023$0.16Monthly
01/10/202301/11/202311/7/202201/31/2023$0.16Monthly
2022
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/09/202212/12/202208/11/202212/30/2022$0.14Monthly
11/09/202211/10/202208/11/202211/30/2022$0.14Monthly
10/07/202210/11/202208/11/202210/31/2022$0.14Monthly
09/09/202209/12/202205/18/202209/30/2022$0.125Monthly
08/10/202208/11/202205/18/202208/31/2022$0.125Monthly
07/08/202207/11/202205/18/202207/29/2022$0.125Monthly
06/09/202206/10/202202/14/202206/30/2022$0.125Monthly
05/10/202205/11/202202/14/202205/31/2022$0.125Monthly
04/08/202204/11/202202/14/202204/29/2022$0.125Monthly
03/10/202203/11/202211/10/202103/31/2022$0.12Monthly
02/07/202202/08/202211/10/202102/28/2022$0.12Monthly
01/10/202201/11/202211/10/202101/31/2022$0.12Monthly
2021
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/22/202112/23/202111/16/202101/24/2022$0.20Special
12/10/202112/13/202108/10/202112/31/2021$0.12Monthly
11/09/202111/10/202108/10/202111/30/2021$0.12Monthly
10/08/202110/12/202108/10/202110/29/2021$0.12Monthly
09/09/202109/10/202105/13/202109/30/2021$0.09Monthly
08/10/202108/11/202105/13/202108/31/2021$0.09Monthly
07/09/202107/12/202105/13/202107/30/2021$0.09Monthly
06/09/202106/10/202102/10/202106/30/2021$0.085Monthly
05/07/202105/10/202102/10/202105/28/2021$0.085Monthly
04/09/202104/12/202102/10/202104/30/2021$0.085Monthly
03/11/202103/12/202111/13/202003/31/2021$0.08Monthly
02/11/202102/12/202111/13/202002/26/2021$0.08Monthly
01/11/202101/12/202111/13/202001/29/2021$0.08Monthly
2020
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/10/202012/11/202008/11/202012/31/2020$0.08Monthly
11/10/202011/12/202008/11/202011/30/2020$0.08Monthly
10/09/202010/13/202008/11/202010/30/2020$0.08Monthly
10/09/202010/13/202005/18/202010/30/2020$0.19Special
09/10/202009/11/202005/18/202009/30/2020$0.08Monthly
08/11/202008/12/202005/18/202008/31/2020$0.08Monthly
07/10/202007/13/202005/18/202007/31/2020$0.19Special
07/10/202007/13/202005/18/202007/31/2020$0.08Monthly
06/11/202006/12/202004/01/202006/30/2020$0.08Monthly
05/11/202005/12/202004/01/202005/29/2020$0.08Monthly
04/10/202004/13/202004/01/202004/30/2020$0.08Monthly
03/11/202003/12/202001/02/202003/31/2020$0.1326Monthly
02/11/202002/12/202001/02/202002/28/2020$0.1326Monthly
01/10/202001/13/202001/02/202001/31/2020$0.1326Monthly
2019
Ex-Dividend Date Record Date Announce Date Pay Date Amount Frequency
12/11/201912/12/201910/01/201912/31/2019$0.1326Monthly
11/11/201911/12/201910/01/201911/29/2019$0.1326Monthly
10/10/201910/11/201910/01/201910/31/2019$0.1326Monthly
09/11/201909/12/201908/05/201909/30/2019$0.1326Monthly
08/15/201908/16/201908/05/201908/30/2019$0.1547Monthly

SECTION 19 NOTICES

Form 8937

2020

Form 8937

December 31, 2020
Download

Issuers of corporate securities are required to complete Internal Revenue Service Form 8937 to report organizational actions, including nontaxable distributions that affect the basis of the securities involved in the organizational action. Form 8937 is supplemental information solely for the use of the intended recipient(s) and should not be relied upon as legal, tax, accounting, or similar advice. The recipient is urged to consult its own legal and tax advisors for any such matters as the Company does not provide any such advice.

Please note that Form 8937 was not filed for tax years 2019, 2021, 2022 and 2023 as all distributions were considered taxable dividends for U.S. tax reporting purposes.

TAX CHARACTERISTICS – EIC

The following table sets forth the estimated amounts and sources of the distributions on shares of common stock, par value $0.001 ("Common Stock"), paid by the Company as reported on the Company’s most recent Section 19(a) notice for purposes of the 1940 Act and the regulations adopted thereunder. The Company's Section 19 notices are separately posted under the Distributions section of this website, the most recent of which is linked in the table below.

Please note that, under U.S. tax rules applicable to the Company, the amount and tax character of the Company’s distributions for each fiscal year can be finally determined only as of the end of each fiscal year of the Company. The amounts and sources of distributions reported in the following table are only estimates and are not being provided for U.S. tax reporting purposes. The final determination of the source of all distributions for the current fiscal year will be made after year-end. The actual amounts and sources of the distributions for U.S. tax reporting purposes will depend upon the Company’s investment experience and may be subject to change based on tax regulations. The Company will issue a Form 1099-DIV after the end of the current fiscal year (which is also the current calendar year) which will report the tax characteristics of the Company’s distributions on shares of its Common Stock for federal income tax purposes.

* Year-to-date as of November 29, 2024



The following table sets forth the final amounts and tax characteristics for distributions paid on shares of Common Stock, as reported by the Company on Form 1099-DIV.

(1)Normally, a regulated investment company’s (“RIC”) dividend payments are considered non-qualified and taxed at ordinary tax rates. However, a RIC’s dividends can be considered qualified to the extent it receives qualified dividends from an approved foreign or domestic corporation. The qualified dividends are passed through to the shareholder and are taxed at preferential rates. This percent represents the portion of ordinary dividends that qualify for the reduced tax rates.

(2)Distributions from a RIC can constitute interest-related distributions under Sections 871(k) and 881(e) of the Internal Revenue Code to the extent said distributions are paid out of U.S. source earnings (including certain securities gains) which would have otherwise qualified for an exemption from U.S. nonresident withholding tax, had a non-U.S. resident received such earnings directly.

Distributions from earnings derived from sources outside the U.S. are generally not exempt from U.S. withholding tax. This percent represents the portion of the ordinary income that is entitled to an exemption from U.S. nonresident withholding tax.

(3)Distributions from a RIC can constitute Internal Revenue Code Section 163(j) interest dividends to the extent said distributions are paid out of a RIC’s excess section 163(j) interest income for the taxable year. This percent represents the portion of ordinary income distributed during the fiscal year that shareholders may treat as interest income for purposes of IRC Section 163(j), subject to holding period requirements and other limitations.

Note: The summary above is supplemental information solely for the use of the intended recipient(s) and should not be relied upon as legal, tax, accounting, or similar advice. Any statement regarding such matters is explanatory and may not be relied upon as definitive advice. The recipient is urged to consult its own legal and tax advisors for any such matters as the Company does not provide any such advice.

TAX CHARACTERISTICS – Preferred Stock

The following tables sets forth a description of the Company’s Preferred Stock and the final amounts and tax characteristics for distributions paid on shares of each of the Preferred Stock as reported by the Company on the respective Form 1099-DIV for each of the applicable Company's completed fiscal years.

(1)Normally, a regulated investment company’s (“RIC”) dividend payments are considered non-qualified and taxed at ordinary tax rates. However, a RIC’s dividends can be considered qualified to the extent it receives qualified dividends from an approved foreign or domestic corporation. The qualified dividends are passed through to the shareholder and are taxed at preferential rates. This percent represents the portion of ordinary dividends that qualify for the reduced tax rates.

(2))Distributions from a RIC can constitute interest-related distributions under Sections 871(k) and 881(e) of the Internal Revenue Code to the extent said distributions are paid out of U.S. source earnings (including certain securities gains) which would have otherwise qualified for an exemption from U.S. nonresident withholding tax, had a non-U.S. resident received such earnings directly.

Distributions from earnings derived from sources outside the U.S. are generally not exempt from U.S. withholding tax. This percent represents the portion of the ordinary income that is entitled to an exemption from U.S. nonresident withholding tax.

(3)Distributions from a RIC can constitute Internal Revenue Code Section 163(j) interest dividends to the extent said distributions are paid out of a RIC’s excess section 163(j) interest income for the taxable year. This percent represents the portion of ordinary income distributed during the fiscal year that shareholders may treat as interest income for purposes of IRC Section 163(j), subject to holding period requirements and other limitations.

Note: The summary above is supplemental information solely for the use of the intended recipient(s) and should not be relied upon as legal, tax, accounting, or similar advice. Any statement regarding such matters is explanatory and may not be relied upon as definitive advice. The recipient is urged to consult its own legal and tax advisors for any such matters as the Company does not provide any such advice.

Dividends and Distributions

Coming Soon

SEC Filings

2024202320222021202020192018

December 18, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

December 10, 2024 - POS EX

Post-effective amendment adding exhibits to registration statement [Rule 462(d)]

December 10, 2024 - 8-K

Current report

December 09, 2024 - 424B3

Prospectus [Rule 424(b)(3)]

December 09, 2024 - EFFECT

Notice of Effectiveness

November 27, 2024 - N-2/A

Registration statement for closed-end investment companies

November 26, 2024 - NPORT-P

Monthly Portfolio Investments Report on Form N-PORT (Public)

November 14, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

November 14, 2024 - N-30B-2

Periodic and interim reports mailed to shareholders

November 13, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

November 07, 2024 - 8-K

Current report

October 25, 2024 - N-2/A

Registration statement for closed-end investment companies

October 21, 2024 - 40-17G

Fidelity Bond [Rule 17G-1(g)]

October 16, 2024 - POS EX

Post-effective amendment adding exhibits to registration statement [Rule 462(d)]

October 16, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

October 09, 2024 - 424B3

Prospectus [Rule 424(b)(3)]

October 08, 2024 - 8-K

Current report

September 19, 2024 - 40-APP/A

Application for exemption and other relief filed under the Investment Company Act of 1940

September 12, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

September 10, 2024 - 8-K

Current report

August 28, 2024 - N-PX

Annual report of proxy voting record of management investment companies (PDF)

August 28, 2024 - N-PX

Annual Report of proxy voting record of management investment companies

August 26, 2024 - NPORT-P

Monthly Portfolio Investments Report on Form N-PORT (Public)

August 23, 2024 - N-2

Registration statement for closed-end investment companies

August 13, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

August 08, 2024 - 8-K

Current report

August 06, 2024 - N-CSRS

Certified Shareholder Report, Semi-Annual

August 06, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

July 30, 2024 - 8-K

Current report

July 15, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

July 10, 2024 - 8-K

Current report

June 18, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

June 12, 2024 - 8-K

Current report

May 29, 2024 - NPORT-P

Monthly Portfolio Investments Report on Form N-PORT (Public)

May 24, 2024 - POS EX

Post-effective amendment adding exhibits to registration statement [Rule 462(d)]

May 24, 2024 - 424B3

Prospectus [Rule 424(b)(3)]

May 21, 2024 - N-30B-2

Periodic and interim reports mailed to shareholders

May 21, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

May 21, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

May 16, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

May 15, 2024 - 8-K

Current report

May 13, 2024 - 8-K

Current report

April 25, 2024 - 424B3

Prospectus [Rule 424(b)(3)]

April 23, 2024 - 40-APP/A

Application for exemption and other relief filed under the Investment Company Act of 1940

April 23, 2024 - CORRESP

Correspondence

April 15, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

April 11, 2024 - 8-K

Current report

April 09, 2024 - CERT

Certification by an exchange approving securities for listing

April 09, 2024 - DEF 14A

Other definitive proxy statements

April 09, 2024 - SC 13G/A

Statement of acquisition of beneficial ownership by individuals

April 08, 2024 - 8-A12B

Registration of securities [Section 12(b)]

April 03, 2024 - 8-K

Current report

March 29, 2024 - 424B2

Prospectus [Rule 424(b)(2)]

March 28, 2024 - 8-K

Current report

March 28, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

March 28, 2024 - FWP

Filing under Securities Act Rules 163/433 of free writing prospectuses

March 26, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

March 26, 2024 - 424B2

Prospectus [Rule 424(b)(2)]

March 14, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

March 14, 2024 - N-CEN

Annual Report for Registered Investment Companies

March 13, 2024 - 8-K

Current report

February 29, 2024 - NPORT-P

Monthly Portfolio Investments Report on Form N-PORT (Public)

February 22, 2024 - N-CSR

Certified Shareholder Report

February 22, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

February 15, 2024 - 8-K

Current report

February 15, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

February 13, 2024 - SC 13G/A

Statement of acquisition of beneficial ownership by individuals

January 17, 2024 - 497AD

Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

January 16, 2024 - 8-K

Current report

Corporate Governance Documents

Board of Directors



Interested Director

James R. Matthews

Independent Director

Scott W. Appleby

Chairman and Chief Executive Officer

Thomas P. Majewski

Mr. Matthews was appointed to the board of directors as a representative of the Adviser and the Trident V Funds. Mr. Matthews is currently a Principal of Stone Point (since October 2011). Mr. Matthews is a member of the Adviser’s Board of Managers and Eagle Point Credit Management’s investment committee. He joined Stone Point from Evercore Partners Inc., where he was a Senior Managing Director and Co-Head of Private Equity. From 2000 to 2007, Mr. Matthews was with Welsh, Carson, Anderson & Stowe, where he was a General Partner and focused on investments in the information services and business services sectors. Previously, Mr. Matthews was a General Partner of J.H. Whitney & Co. and started his career as an Analyst in the mergers and acquisitions group of Salomon Brothers Inc. Mr. Matthews is a director of various portfolio companies of the Trident V Funds, including Alliant Insurance Services, Inc., Black Mountain Systems, LLC, Bridgepoint Risk Management, LLC, Enhanced Capital Holdings, Inc., Tree Line Direct Lending GP, LLC and Tree Line Capital Partners, LLC. Mr. Matthews holds a B.S. from Boston College and an M.B.A. from the Harvard Graduate School of Business Administration.
 
Mr. Matthews also serves as chairperson of the board of directors of Eagle Point Credit Company Inc.
Mr. Appleby is the President of Appleby Capital, Inc. and has more than 20 years of banking experience at Appleby Capital, Deutsche Bank, Robertson Stephens, ABN Amro and Paine Webber. As a senior equity analyst, Mr. Appleby has written on global exchanges, alternative asset managers and financial technology. Mr. Appleby was also one of the first Internet analysts and, in 1997, the first analyst to cover the electronic brokerage industry. Mr. Appleby remains an active writer and speaker on financial technology and Wall Street trends. Mr. Appleby serves on a number of private company and community boards. Mr. Appleby holds an M.B.A. from Cornell University and a B.S. from the University of Vermont.

Mr. Appleby also serves as an independent director of Eagle Point Credit Company Inc. and a member of the audit committee and the chair of the nominating committee of Eagle Point Credit Company Inc.
Thomas Majewski is a Managing Partner of the Adviser and Managing Partner and founder of Eagle Point Credit Management (founded in November 2012). Mr. Majewski has been involved in the formation and/or monetization of many CLO transactions across multiple market cycles. Mr. Majewski led the creation of some of the earliest refinancing CLOs, introducing techniques that are now commonplace in the market. He has spent his entire career in the structured finance and credit markets. Mr. Majewski is a member of the Adviser’s Board of Managers and Eagle Point Credit Management’s investment committee. Mr. Majewski’s experience in the CLO market dates back to the 1990s.

Prior to joining Eagle Point Credit Management in September 2012, Mr. Majewski was a Managing Director and U.S. Head of CLO Banking at RBS Securities Inc., or “RBS,” from September 2011 through September 2012, where he was responsible for all aspects of RBS’s new-issue CLO platform. Prior to joining RBS, Mr. Majewski was the U.S. country head at AMP Capital Investors (US) Ltd., from August 2010 through September 2011, and AE Capital Advisers (US) LLC, from April 2008 through August 2010, where he was responsible for investing in credit, structured products and other private assets on behalf of several Australian investors. Prior to this, Mr. Majewski was a Managing Director and head of CLO banking at Merrill Lynch Pierce Fenner and Smith Inc. Mr. Majewski also has held leadership positions within the CLO groups at JPMorgan Securities Inc. and Bear, Stearns & Co. Inc. Mr. Majewski serves as a director of a portfolio company of Trident VI, L.P. and related investment vehicles, as a member of the board of managers and investment committee of Marble Point, and as a director of Marble Point Loan Financing Limited, an investment fund managed by Marble Point.

Mr. Majewski has a B.S. from Binghamton University and has been a Certified Public Accountant (inactive).

Mr. Majewski also serves as a member of the board of directors of Eagle Point Credit Company Inc.

Independent Director

Kevin F. McDonald

Independent Director

Paul E. Tramontano

Independent Director

Jeffrey L. Weiss

Mr. McDonald is the Chief Operating Officer of AltaRock Partners as of January 2019. Mr. McDonald previously served as Director of Business Development and Investor Relations of Folger Hill Asset Management, LP from December 2014 to July 2018. Mr. McDonald was a Principal of Taylor Investment Advisors, LP, which he co-founded, from 2002 to March 2017, and served as the Chief Executive Officer from 2006 to December 2014. Previously, Mr. McDonald was a Director at Larch Lane Advisors LLC, an alternative asset management firm specializing in multi-manager hedge fund portfolios, from 1999 to 2001. Mr. McDonald was a Vice President in the futures and options group at JP Morgan Securities from 1994 to 1999 and served as an Assistant Treasurer and proprietary fixed-income trader at BSI Bank (subsidiary of Generali S.P.A.) from 1991 to 1994. Mr. McDonald began his career at Chemical Bank in 1989 where he was a credit analyst in the corporate finance group. Mr. McDonald holds a B.A. from the University of Virginia.

Mr. McDonald also serves as an independent director of Eagle Point Credit Company Inc. and is a member of the audit committee and the nominating committee of the board of directors of Eagle Point Credit Company Inc.
Mr. Tramontano has served as a Senior Managing Director and Wealth Manager at First Republic Investment Management since October 2015. Prior to joining First Republic Investment Management, Mr. Tramontano was the founder and Co-Chief Executive Officer at Constellation Wealth Advisors LLC for eight years and was responsible for managing the firm’s East Coast operations as well as serving on both the investment and executive management committees. Prior to forming Constellation Wealth Advisors, Mr. Tramontano spent 17 years at Citi Smith Barney, most recently as a Managing Director and Senior Advisor of Citi Family Office. Mr. Tramontano holds a B.S. from Villanova University and attended the Certified Investment Management program at the Wharton School of Business at the University of Pennsylvania.

Mr. Tramontano also serves as an independent director of Eagle Point Credit Company Inc. and a member of the audit committee and nominating committee of Eagle Point Credit Company Inc.
Mr. Weiss has served as the Managing Partner of Colter Lewis Investment Partners LLC since January 2018 and is also a private investor (since 2012). Mr. Weiss is a former Managing Director at Lehman Brothers and Barclays, where he also held a number of senior leadership positions. Mr. Weiss is currently a private investor (since 2012). From 2008 to 2012, Mr. Weiss served as Global Head of Financial Institutions at Barclays. Prior to joining Barclays, Mr. Weiss spent 25 years with Lehman Brothers, most recently as a Managing Director. From 2005 to 2008, Mr. Weiss served on the management committee of Lehman Brothers and from 2007 to 2008 Mr. Weiss was responsible for the financial institutions group businesses at Lehman Brothers. Mr. Weiss serves as the Treasurer and a board member of City Harvest, a non-profit organization. Mr. Weiss holds a B.S. from the University of Wisconsin.

Mr. Weiss also serves as an independent director of Eagle Point Credit Company Inc. and chair of the audit committee and a member of the nominating committee of Eagle Point Credit Company Inc.

Audit Committee



Chairman

Jeffrey L. Weiss

Independent Director

Scott W. Appleby

Independent Director

Kevin F. McDonald

Mr. Weiss has served as the Managing Partner of Colter Lewis Investment Partners LLC since January 2018 and is also a private investor (since 2012). Mr. Weiss is a former Managing Director at Lehman Brothers and Barclays, where he also held a number of senior leadership positions. Mr. Weiss is currently a private investor (since 2012). From 2008 to 2012, Mr. Weiss served as Global Head of Financial Institutions at Barclays. Prior to joining Barclays, Mr. Weiss spent 25 years with Lehman Brothers, most recently as a Managing Director. From 2005 to 2008, Mr. Weiss served on the management committee of Lehman Brothers and from 2007 to 2008 Mr. Weiss was responsible for the financial institutions group businesses at Lehman Brothers. Mr. Weiss serves as the Treasurer and a board member of City Harvest, a non-profit organization. Mr. Weiss holds a B.S. from the University of Wisconsin.

Mr. Weiss also serves as an independent director of Eagle Point Credit Company Inc. and chair of the audit committee and a member of the nominating committee of Eagle Point Credit Company Inc.
Mr. Appleby is the President of Appleby Capital, Inc. and has more than 20 years of banking experience at Appleby Capital, Deutsche Bank, Robertson Stephens, ABN Amro and Paine Webber. As a senior equity analyst, Mr. Appleby has written on global exchanges, alternative asset managers and financial technology. Mr. Appleby was also one of the first Internet analysts and, in 1997, the first analyst to cover the electronic brokerage industry. Mr. Appleby remains an active writer and speaker on financial technology and Wall Street trends. Mr. Appleby serves on a number of private company and community boards. Mr. Appleby holds an M.B.A. from Cornell University and a B.S. from the University of Vermont.

Mr. Appleby also serves as an independent director of Eagle Point Credit Company Inc. and a member of the audit committee and the chair of the nominating committee of Eagle Point Credit Company Inc.
Mr. McDonald is the Chief Operating Officer of AltaRock Partners as of January 2019. Mr. McDonald previously served as Director of Business Development and Investor Relations of Folger Hill Asset Management, LP from December 2014 to July 2018. Mr. McDonald was a Principal of Taylor Investment Advisors, LP, which he co-founded, from 2002 to March 2017, and served as the Chief Executive Officer from 2006 to December 2014. Previously, Mr. McDonald was a Director at Larch Lane Advisors LLC, an alternative asset management firm specializing in multi-manager hedge fund portfolios, from 1999 to 2001. Mr. McDonald was a Vice President in the futures and options group at JP Morgan Securities from 1994 to 1999 and served as an Assistant Treasurer and proprietary fixed-income trader at BSI Bank (subsidiary of Generali S.P.A.) from 1991 to 1994. Mr. McDonald began his career at Chemical Bank in 1989 where he was a credit analyst in the corporate finance group. Mr. McDonald holds a B.A. from the University of Virginia.

Mr. McDonald also serves as an independent director of Eagle Point Credit Company Inc. and is a member of the audit committee and the nominating committee of the board of directors of Eagle Point Credit Company Inc.

Independent Director

Paul E. Tramontano

Mr. Tramontano has served as a Senior Managing Director and Wealth Manager at First Republic Investment Management since October 2015. Prior to joining First Republic Investment Management, Mr. Tramontano was the founder and Co-Chief Executive Officer at Constellation Wealth Advisors LLC for eight years and was responsible for managing the firm’s East Coast operations as well as serving on both the investment and executive management committees. Prior to forming Constellation Wealth Advisors, Mr. Tramontano spent 17 years at Citi Smith Barney, most recently as a Managing Director and Senior Advisor of Citi Family Office. Mr. Tramontano holds a B.S. from Villanova University and attended the Certified Investment Management program at the Wharton School of Business at the University of Pennsylvania.

Mr. Tramontano also serves as an independent director of Eagle Point Credit Company Inc. and a member of the audit committee and nominating committee of Eagle Point Credit Company Inc.


Nominating Committee



Chairman

Scott W. Appleby

Independent Director

Kevin F. McDonald

Independent Director

Paul E. Tramontano

Mr. Appleby is the President of Appleby Capital, Inc. and has more than 20 years of banking experience at Appleby Capital, Deutsche Bank, Robertson Stephens, ABN Amro and Paine Webber. As a senior equity analyst, Mr. Appleby has written on global exchanges, alternative asset managers and financial technology. Mr. Appleby was also one of the first Internet analysts and, in 1997, the first analyst to cover the electronic brokerage industry. Mr. Appleby remains an active writer and speaker on financial technology and Wall Street trends. Mr. Appleby serves on a number of private company and community boards. Mr. Appleby holds an M.B.A. from Cornell University and a B.S. from the University of Vermont.

Mr. Appleby also serves as an independent director of Eagle Point Credit Company Inc. and a member of the audit committee and the chair of the nominating committee of Eagle Point Credit Company Inc.
Mr. McDonald is the Chief Operating Officer of AltaRock Partners as of January 2019. Mr. McDonald previously served as Director of Business Development and Investor Relations of Folger Hill Asset Management, LP from December 2014 to July 2018. Mr. McDonald was a Principal of Taylor Investment Advisors, LP, which he co-founded, from 2002 to March 2017, and served as the Chief Executive Officer from 2006 to December 2014. Previously, Mr. McDonald was a Director at Larch Lane Advisors LLC, an alternative asset management firm specializing in multi-manager hedge fund portfolios, from 1999 to 2001. Mr. McDonald was a Vice President in the futures and options group at JP Morgan Securities from 1994 to 1999 and served as an Assistant Treasurer and proprietary fixed-income trader at BSI Bank (subsidiary of Generali S.P.A.) from 1991 to 1994. Mr. McDonald began his career at Chemical Bank in 1989 where he was a credit analyst in the corporate finance group. Mr. McDonald holds a B.A. from the University of Virginia.

Mr. McDonald also serves as an independent director of Eagle Point Credit Company Inc. and is a member of the audit committee and the nominating committee of the board of directors of Eagle Point Credit Company Inc.
Mr. Tramontano has served as a Senior Managing Director and Wealth Manager at First Republic Investment Management since October 2015. Prior to joining First Republic Investment Management, Mr. Tramontano was the founder and Co-Chief Executive Officer at Constellation Wealth Advisors LLC for eight years and was responsible for managing the firm’s East Coast operations as well as serving on both the investment and executive management committees. Prior to forming Constellation Wealth Advisors, Mr. Tramontano spent 17 years at Citi Smith Barney, most recently as a Managing Director and Senior Advisor of Citi Family Office. Mr. Tramontano holds a B.S. from Villanova University and attended the Certified Investment Management program at the Wharton School of Business at the University of Pennsylvania.

Mr. Tramontano also serves as an independent director of Eagle Point Credit Company Inc. and a member of the audit committee and nominating committee of Eagle Point Credit Company Inc.

Independent Director

Jeffrey L. Weiss

Mr. Weiss has served as the Managing Partner of Colter Lewis Investment Partners LLC since January 2018 and is also a private investor (since 2012). Mr. Weiss is a former Managing Director at Lehman Brothers and Barclays, where he also held a number of senior leadership positions. Mr. Weiss is currently a private investor (since 2012). From 2008 to 2012, Mr. Weiss served as Global Head of Financial Institutions at Barclays. Prior to joining Barclays, Mr. Weiss spent 25 years with Lehman Brothers, most recently as a Managing Director. From 2005 to 2008, Mr. Weiss served on the management committee of Lehman Brothers and from 2007 to 2008 Mr. Weiss was responsible for the financial institutions group businesses at Lehman Brothers. Mr. Weiss serves as the Treasurer and a board member of City Harvest, a non-profit organization. Mr. Weiss holds a B.S. from the University of Wisconsin.

Mr. Weiss also serves as an independent director of Eagle Point Credit Company Inc. and chair of the audit committee and a member of the nominating committee of Eagle Point Credit Company Inc.

Officers



Chairman and Chief Executive Officer

Thomas P. Majewski

Chief Financial Officer and Chief Operating Officer

Kenneth P. Onorio, CPA

Chief Compliance Officer

Nauman S. Malik

Thomas Majewski is a Managing Partner of the Adviser and Managing Partner and founder of Eagle Point Credit Management (founded in November 2012). Mr. Majewski has been involved in the formation and/or monetization of many CLO transactions across multiple market cycles. Mr. Majewski led the creation of some of the earliest refinancing CLOs, introducing techniques that are now commonplace in the market. He has spent his entire career in the structured finance and credit markets. Mr. Majewski is a member of the Adviser’s Board of Managers and Eagle Point Credit Management’s investment committee. Mr. Majewski’s experience in the CLO market dates back to the 1990s.

Prior to joining Eagle Point Credit Management in September 2012, Mr. Majewski was a Managing Director and U.S. Head of CLO Banking at RBS Securities Inc., or “RBS,” from September 2011 through September 2012, where he was responsible for all aspects of RBS’s new-issue CLO platform. Prior to joining RBS, Mr. Majewski was the U.S. country head at AMP Capital Investors (US) Ltd., from August 2010 through September 2011, and AE Capital Advisers (US) LLC, from April 2008 through August 2010, where he was responsible for investing in credit, structured products and other private assets on behalf of several Australian investors. Prior to this, Mr. Majewski was a Managing Director and head of CLO banking at Merrill Lynch Pierce Fenner and Smith Inc. Mr. Majewski also has held leadership positions within the CLO groups at JPMorgan Securities Inc. and Bear, Stearns & Co. Inc. Mr. Majewski serves as a director of a portfolio company of Trident VI, L.P. and related investment vehicles, as a member of the board of managers and investment committee of Marble Point, and as a director of Marble Point Loan Financing Limited, an investment fund managed by Marble Point.

Mr. Majewski has a B.S. from Binghamton University and has been a Certified Public Accountant (inactive).

Mr. Majewski also serves as a member of the board of directors of Eagle Point Credit Company Inc.
Kenneth Onorio has served as the Chief Financial Officer and Chief Operating Officer of Eagle Point Income Company Inc. since inception. Mr. Onorio also serves as the Chief Financial Officer and Chief Operating Officer of the Adviser and Eagle Point Credit Management. Prior to joining Eagle Point Credit Management in 2014, Mr. Onorio was an Executive Director within Private Equity and Hedge Fund Administration at JPMorgan Alternative Investment Services from September 2008 to July 2014. During his tenure at JPMorgan, his responsibilities included managing Hedge Fund and Private Equity Fund Administration. Mr. Onorio received his B.S. from Fordham University and is a Certified Public Accountant (inactive).

Mr. Onorio also serves as Chief Financial Officer and Chief Operating Officer of Eagle Point Credit Company Inc.
Nauman Malik has served as the Chief Compliance Officer of Eagle Point Income Company Inc. since inception. Mr. Malik also serves as the General Counsel and Chief Compliance Officer of the Adviser and Eagle Point Credit Management. Prior to joining Eagle Point Credit Management, Mr. Malik was a corporate attorney with Dechert LLP. Mr. Malik received his J.D. from Georgetown University Law Center and his B.S. in finance from the University of Pennsylvania’s Wharton School.

Mr. Malik also serves as Chief Compliance Officer of Eagle Point Credit Company Inc.

Secretary

Courtney B. Fandrick

Courtney Fandrick has served as the Secretary of Eagle Point Income Company Inc. since inception. Ms. Fandrick also serves as Deputy Chief Compliance Officer of the Adviser and Eagle Point Credit Management. Prior to joining Eagle Point Credit Management in December 2014, Ms. Fandrick was Senior Compliance Associate at Bridgewater Associates, LP, an investment advisory firm. Ms. Fandrick received her B.A. in Mathematics and Statistics from Miami University and her MBA from University of Phoenix.

Ms. Fandrick also serves as Secretary of Eagle Point Credit Company Inc.

Shareholder Meetings

Keefe, Bruyette & Woods

National Securities

Oppenheimer

Ladenburg Thalmann

Ryan Lynch
314-342-2918
lynchr@kbw.com

Chris Testa
212-417-7447
ctesta@nationalsecurities.com

Chris Kotowski
212-667-6699
chris.kotowski@opco.com

Mickey Schleien
305-572-4131
mschleien@ladenburg.com

Keefe, Bruyette & Woods

Ryan Lynch
314-342-2918
lynchr@kbw.com

National Securities

Chris Testa
212-417-7447
ctesta@nationalsecurities.com

Oppenheimer

Chris Kotowski
212-667-6699
chris.kotowski@opco.com

Ladenburg Thalmann

Mickey Schleien
305-572-4131
mschleien@ladenburg.com

Who is Eagle Point Income Company Inc.?

Eagle Point Income Company Inc. (“the Company” or “EIC”) is an externally managed, non-diversified, closed-end management investment company that is registered under the Investment Company Act of 1940. Shares of the Company’s common stock are publicly traded on the New York Stock Exchange under the symbol “EIC”. The Company’s primary investment objective is to generate high current income, with a secondary objective to generate capital appreciation. We seek to achieve our investment objectives by investing primarily in junior debt tranches of CLOs. In addition, the Company may invest up to 35% of its total assets (at the time of investment) in CLO equity securities (primarily via minority ownership positions) and related securities and instruments.

Who is Eagle Point Income Management LLC?

Eagle Point Income Management LLC (the “Adviser”) is the investment adviser of the Company and manages the investments of the Company subject to the supervision of the Company’s Board of Directors. The Adviser is registered as an investment adviser with the U.S. Securities and Exchange Commission under the Investment Advisers Act of 1940, as amended. The Adviser is an affiliate of Eagle Point Credit Management LLC, a specialist investment manager focused on CLO securities. The Adviser believes that, collectively with Eagle Point Credit Management LLC, it is among the largest CLO equity investors in the market.

Who is Eagle Point Administration LLC?

Eagle Point Administration LLC (the “Administrator”), an affiliate of the Adviser, is the administrator of the Company. Pursuant to the Administration Agreement between the Administrator and the Company, the Administrator furnishes the Company with office facilities and equipment, and clerical, bookkeeping and recordkeeping services. Under the Administration Agreement, the Administrator also performs, or arranges for the performance of, required administrative services, including accounting services, assistance in determining the Company’s net asset value, the preparation of financial statements, oversight of the preparation and filing of tax returns and the printing and dissemination of reports to the Company’s stockholders, general oversight of the payment of Company expenses and the performance of sub-administrative and professional services rendered by others, and the provision of such other administrative services as the Company may from time to time designate or require.

Does the Company pay Distributions?

The Company intends to make regular monthly distributions on its common stock to stockholders of record. In the event of a distribution, we anticipate a portion of such distributions, if made, to be paid from income primarily generated by interest income earned on our investment portfolio, and a portion of such distributions may also comprise a return of capital. No assurance can be given that we will be able to declare such distributions in future periods, and our ability to declare and pay distributions will be subject to a number of factors, including our results of operations. Information about historical distributions paid to common stockholders can be found in the Distribution History section of the website.

Does the Company have a Dividend Reinvestment Plan (DRIP)?

The Company has established an automatic DRIP. Each registered holder of at least one full share of our common stock will be automatically enrolled in the DRIP. Under the DRIP, distributions on shares of the Company’s common stock are automatically reinvested in additional shares of the Company’s common stock by American Stock Transfer & Trust Company, LLC, or the “DRIP Agent,” unless a stockholder “opts out” of the DRIP. Holders of the Company’s common stock who receive distributions in the form of additional shares of the Company’s common stock are nonetheless required to pay applicable federal, state or local taxes on the reinvested distribution but will not receive a corresponding cash distribution with which to pay any applicable tax. Holders of shares of the Company’s common stock who opt-out of participation in the DRIP (including those holders whose shares are held through a broker who has opted out of participation in the DRIP) will receive all distributions in cash. If you hold shares of the Company’s common stock through a broker, you should contact your broker to confirm whether you participate in the DRIP.

How do I know if I am a registered stockholder?

A registered stockholder is one who holds shares directly with the Company. If shares were purchased through a broker, the shares may be registered in the name of the broker (held in “street name”) instead of being registered in the name of the beneficial owner. Individual stockholders whose shares are held in street name should contact their broker for more information on their participation in the DRIP.

Are dividends taxable to stockholders?

Dividends are generally taxable for U.S. stockholders as ordinary income or capital gains. The Company will generally send each of its U.S. registered stockholders a Form 1099-DIV as promptly as possible after the end of each calendar year. The Form 1099-DIV details the amounts includible in such U.S. stockholder's taxable income for the year as ordinary income and/or as long-term capital gains.

How can I receive e-mail alerts from the Company?

For more information on how to sign up for e-mail alerts regarding events, documents and press releases please visit the E-mail Alert Form on the contact page.

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